BUSINESS CONTINUITY PLAN

SpeedRoute, LLC has developed a Business Continuity Plan (the “BCP”) to provide procedures for response and recovery in the event of a significant business disruption. Our goal is to ensure our continued ability to serve our clients and to protect their assets and the people and assets of our firm. Events creating a disruption of business may vary in nature and SpeedRoute’s BCP has been developed to provide reasonable assurance of business continuity in the event that there are disruptions of normal operations at the firm's critical facilities.

The Continuity Plan addresses interruptions that are either localized or regional in scope, whether short or long term, regardless of the cause. SpeedRoute fully intends to continue to conduct a securities business during these periods of business disruption ranging from disruptions that only affect SpeedRoute to disruptions that have regional impact.

The Continuity Plan is reviewed and tested annually and has been approved by senior management.

Business Continuity Plan ‐ Overview

FINRA Rule 4370 requires each member firm to create and maintain a business continuity plan. In accordance with this rule, SpeedRoute has developed a plan to ensure that business continues to run uninterrupted during business emergencies.

The plan is designed to address key areas of concern including but not limited to the following:

  • Books and records recovery;

  • All mission critical systems;

  • Financial and operational assessments;

  • Alternate means of communication between SpeedRoute and its customers;

  • Alternate means of communication between SpeedRoute and its employees;

  • Alternate physical locations of employees;

  • Critical business constituent, bank and counter-party impact;

  • Regulatory reporting; and

  • Communications with regulators.

To address any potential disruptions SpeedRoute has arranged for an alternate physical location, for both employees and key technology infra-structure. This will allow the Firm to relocate its key employees and critical information technology systems in order to provide services for its clients.

Please be advised that business continuity plans are subject to change and modification. SpeedRoute intends to update and test its business continuity plan as business conditions and technology change. All changes will be posted to the Firm’s Website located at www.speedroute.com